As the compliance officer my role is to ensure that our company complies with our outside regulatory and internal policies and bylaws.
I have a duty to Professional Investments to work with management and staff to identify and manage regulatory risk. My objective is to ensure that our organization has internal controls that adequately measure and manage the risks it faces. As a Compliance officer I provide an in-house service that effectively supports business areas in our duty to comply with relevant regulations and internal procedures.
I am an energetic, ambitious person who has developed a mature and responsible approach to any task that I undertake, or situation that I am presented with. I have a logical mind with a practical approach to problem-solving and a drive to see things through to completion. I enjoy challenges, and I have a passion to support and navigate people through the world of finance.